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ACAMS CAMS7 中文 Exam Syllabus Topics:

SectionWeightObjectives
Tools and Technologies to Fight Financial Crime
Building an AFC Compliance Program
Understanding Risks and Methods of Financial Crime30%- Financial Crime Risks related to trusts and company service providers
- Financial Crime Risks related to gatekeepers
- Financial Crime Risks related to Politically Exposed Persons (PEPs) and high-risk customers
- Financial Crime Risks related to insurance products
- Financial Crime Risks related to VASPs, cryptoassets, and related products
- Financial Crime Risks related to real estate
- Financial Crime Risks related to MSBs, PSPs, and ecommerce platforms
- Financial Crime Risks related to products within other financial sectors
- Financial Crime Risks related to gaming and gambling
Global AFC Frameworks, Governance and Regulations- AML Regulatory Framework (Elective options: Canada, EU, UK, USA)

ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7中文版) Sample Questions:

在客戶盡職調查 (CDD) 流程中,預計會使用哪些類型的外部資料來源來篩選客戶? (選擇三項。)

  • A. 制裁名單,包括外國資產管制辦公室(OFAC)發布的製裁名單
  • B. 被竊或偽造文件的登記冊(如有)
  • C. 利用社群媒體資料評估生活型態和消費習慣
  • D. 受益所有權登記冊與負面媒體來源
  • E. 客戶回饋與線上評論平台
Reveal Solution  Discussion  0

Correct Answer: A,B,D  🗳️

Explanation: Only visible for Pass4Leader members. You can sign-up / login (it's free).

金融行動特別工作小組式區域機構 (FSRB) 的角色是; (選擇三個。)

  • A. 向 FSRB 轄區內的成員提供所需的 AM L/C FT 技術援助。
  • B. 識別並解決 FSRB 管轄範圍之外的成員的反洗錢/反恐怖主義融資政策中的任何漏洞。
  • C. 為其 FSRB 管轄範圍內的成員制定和修改 FATF 40 項建議。
  • D. 為 FSRB 管轄範圍內的成員提供相互評估和跟進流程。
  • E. 協調 FSRB 管轄範圍內成員的技術援助
  • F. 透過發布源自 FSRB 管轄範圍之外的成員的類型來識別和解決當前的金融犯罪趨勢。
Reveal Solution  Discussion  0

Correct Answer: A,D,E  🗳️

哪項活動最能體現可能的結構化特徵?

  • A. 每月抵押貸款支付
  • B. 一筆附帶文件的大額電匯
  • C. 持續的工資貸項
  • D. 重複現金存款金額略低於報告門檻
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

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一家銀行正在準備參加監管考試。此前,監管考試發現其反洗錢計畫有缺陷。自上次考試以來,該銀行改進了書面反洗錢計劃,聘請了一位經驗豐富的反洗錢合規官,並採取措施展現其強大的合規文化。
該銀行目前正致力於解決交易監控案件積壓問題並完成製裁篩選計畫的改進。
下列哪些選項是正確的? (選兩個。)

  • A. 監理機關可能會要求銀行董事會公開分享為解決先前問題而採取的行動,以限制其聲譽風險。
  • B. 如果銀行無法證明在解決先前問題方面取得了持續的進步,則可能面臨民事或刑事處罰。
  • C. 儘管該銀行解決了許多先前的問題,但仍可能面臨全球金融機構的二次製裁。
  • D. 儘管該銀行已經解決了許多先前的問題,但仍可能面臨監管機構要求其糾正反洗錢計畫的風險。
  • E. 由於監管命令必須保密,因此銀行不會受到任何監管行動引起的聲譽風險的影響。
Reveal Solution  Discussion  0

Correct Answer: B,D  🗳️

Explanation: Only visible for Pass4Leader members. You can sign-up / login (it's free).

哪些技術通常用於幫助金融機構 (FI) 遵守隱私和資料保護法規,同時與私人第三方實體安全地共享客戶資訊? (選兩個。)

  • A. 人工智慧 (AI) 可實現資料匿名化和安全共享等合規流程的自動化
  • B. 區塊鏈確保共享資料交易的可追溯性和安全性
  • C. 用於高效資料處理和管理的雲端儲存解決方案
  • D. 隱私增強技術 (PET),實現安全且符合隱私的資料共享
  • E. 資料加密,保護敏感資訊免遭未經授權的訪問
Reveal Solution  Discussion  0

Correct Answer: D,E  🗳️

Explanation: Only visible for Pass4Leader members. You can sign-up / login (it's free).

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